Hazlett, Burt & Watson Disclosures
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HB&W Financial Services Group:
Disclosures
- Audited Statement of Financial Condition, Dec 31, 2010
- Semi-Annual Unaudited Statement of Financial Condition, June 30, 2011
- Business Continuity Plan Summary
- Customer Complaints
- Disclosure of FINRA BrokerCheck
- E-mail Policy
- Margin Disclosure
- Opening new accounts
- Mutual Fund Disclosure Statement
- Order Routing Statistics
- Regulation E Disclosure
- Proprietary Investment positions held by Hazlett Burt & Watson, Inc.
